Introducing Jonathan Pitchford

Introducing Jonathan Pitchford

ServiceNow Principal Advisory Consultant IRM

12+ Yrs Experience

Summary

Senior Compliance Manager at Commonwealth Securities

  • Provided second line Compliance Advisory, Training, Assurance and Risk Monitoring services under CBA’s Three Lines of Accountability model.

Senior Manager in Market Supervision at the Australian Securities and Investments Commission (ASIC)

  • Led and supported a team of senior specialists covering exchange-traded and OTC markets, international multi-asset offerings, margin lending, investment and private banking, funds management and related services provided to retail and wholesale clients.
  • Shaped the supervisory strategy for market intermediaries while providing Compliance Advisory services to ASIC’s Enforcement and Licensing functions.
  • Extensive involvement across the policy lifecycle including industry consultation, New Policy Proposal process and regulatory change implementation.

Senior Advisor Reviews and Investigations at Australian Securities Exchange (ASX)

  • Conducted on-site reviews and contributed to ASX Compliance’s supervisory approach to market intermediaries.

Consultant in the Banking and Financial Services Division at Macquarie Group

Qualifications

  • Managing Regulation, Enforcement and Compliance (ANZSOG)
  • Master of Applied Finance (Kaplan Professional)
  • Bachelor of Commerce and Bachelor of Economics (UQ)